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Private wealth management for families and small businesses.

We are a fiduciary, independent, fee-only, Registered Investment Advisor, providing investment and retirement planning services. We are located in Draper, Utah.

Why Choose Us?

WE’RE A FIDUCIARY

We have a fiduciary duty. The SEC describes a fiduciary like this. “A fiduciary must act for the benefit of the person to who he owes fiduciary duties, to the exclusion of any contrary interest.” The client’s best interest comes firmest and it is the only interest that matters. Whether you live in Park City, Salt Lake County or any where else in Utah, we are ready to help you

We Follow the Uniform Prudent Investor Act (UPIA)

UPIA is a legal document that was published by the American Law Institute in 1992, that outlines what it means to be a prudent fiduciary. UPIA states that the fiduciary’s role is to manage risk and expected return by developing and monitoring the client portfolios. Not only are these the primary responsibilities as a fiduciary, but the great news is that there is an academic and scientific method, if applied appropriately, that can give you very good solutions and prudent reasons for making an investment decision.

We Are A Fee-Only, Independent, Registered Investment Advisory firm

As a fee-only adviser we earn no commissions. We derive income from annual management fees. The management fees are a percentage of the assets a client has invested. We are in it with you, the better you do, the better we do. By hiring us, we can usually provide clients with investments whose total costs are less than the investments they might choose on their own, through a bank, or even other commission-based advisors.

We Have GIPS Audited Returns

Make sure the returns of the money manager you use are audited by a third -party firm like Global Investment Performance Standards (GIPS). Many portfolio man agers, financial advisors, stockbrokers, and financial planners claim consistent, superior performance, but do not provide independently-validated evidence of that performance from a firm like GIPS. Ask for a GIPS audit report. If they can’t provide a Gips audit, then be leery! For more information about GIPS, visit their website at gipsstandards.org.

Serving Families and
Small Businesses in Utah

For Families

Wealth management for families is about more than “money”. It’s also built around your core values. It’s about questions like; What’s your true purpose for money? What should your wealth help you accomplish? What could it accomplish for others?

A family plan considers the entirety of your financial life. Your assets, your liabilities, your taxes, your income, your business – these aspects of your financial life are never isolated from each other. Occasionally or frequently, they interrelate. Family wealth management recognizes this interrelation and takes a systematic, integrated approach toward improving your financial situation.

For Small Businesses

We understand you’ve worked hard to build what you have. Our goal is to take what you’ve done and build upon your success, we want you to have peace of mind in retirement.

Think of us as one of your employees – one who just doesn’t happen to have an office on site. Our expertise is in getting you the results you want, without getting you bogged down in complex rules and regulations. We sit on your side of the negotiating table to find the best retirement plan solution for your small business. Once your plan is implemented, we monitor it regularly to make sure it continues to meet your company’s goals and objectives over time.

About Mark K. Lund, Independent Investment Advisor

Mark K. Lund is the firms founder, CEO and author of The Effective Investor, a #1 best seller. He has written articles for or been quoted in: The Wall Street Journal, The Salt Lake Tribune, The Enterprise Newspaper, The Utah Business Connect Magazine, US News & World Report, and Newsmax.com, just to name a few. You may also have seen him on KUTV Channel 2, or as a guest speaker at a local association or business.

In his book, The Effective Investor, Mark exposes the false narrative magazines, media, big Wall Street firms, and most advisors want you to believe. The good news is that Mark will show you that you don’t need their speculative ways of investing in order to be a successful investor.

Get a free copy when you schedule your initial consultation.

Book a Free Consultation

To begin the process simply call or click “Let’s Begin”.

Once you schedule your free initial consultation, we will send you a short First Appointment Questionnaire. The First Appointment Questionnaire gives us a brief overview of how you envision retirement, your current situation, and your investment experience. When we meet, we will clarify how you measure success and what’s most important to you about your money. It’s that simple!